skip to main content
10.1145/3086512.3086513acmconferencesArticle/Chapter ViewAbstractPublication PagesicailConference Proceedingsconference-collections
research-article

AI-supported decision-making under the general data protection regulation

Published:12 June 2017Publication History

ABSTRACT

The purpose of this paper is to analyse the rules of the General Data Protection Regulation on automated decision making in the age of Big Data and to explore how to ensure transparency of such decisions, in particular those taken with the help of algorithms. The GDPR, in its Article 22, prohibits automated individual decision-making, including profiling. On the first impression, it seems that this provision strongly protects individuals and potentially even hampers the future development of AI in decision making. However, it can be argued that this prohibition, containing numerous limitations and exceptions, looks like a Swiss cheese with giant holes in it. Moreover, in case of automated decisions involving personal data of the data subject, the GDPR obliges the controller to provide the data subject with 'meaningful information about the logic involved' (Articles 13 and 14). If we link this information to the rights of data subject, we can see that the information about the logic involved needs to enable him/her to express his/her point of view and to contest the automated decision. While this requirement fits well within the broader framework of GDPR's quest for a high level of transparency, it also raises several queries particularly in cases where the decision is taken with the help of algorithms: What exactly needs to be revealed to the data subject? How can an algorithm-based decision be explained? Apart from technical obstacles, we are facing also intellectual property and state secrecy obstacles to this 'algorithmic transparency'.

References

  1. Agreement on Trade-Related Aspects of Intellectual Property Rights. https://www.wto.org/english/docs_e/legal_e/27-trips_01_e.htm accessed 11 November 2016.Google ScholarGoogle Scholar
  2. Article 29 Working Party 2013. 'Advice paper on essential elements of a definition and a provision on profiling within the EU General Data Protection Regulation', adopted on 13 May 2013, http://ec.europa.eu/justice/data-protection/article-29/documentation/other-document/files/2013/20130513_advice-paper-on-profiling_en.pdf accessed 11 November 2016.Google ScholarGoogle Scholar
  3. 'Artificial Intelligence, Robotics, Privacy and Data Protection'. Room document for the 38th International Conference of Data Protection and Privacy Commissioners, October 2016.Google ScholarGoogle Scholar
  4. Trevor Bench-Capon, Thomas F. Gordon 2015. 'Tools for Rapid Prototyping of Legal Cased-Based Reasoning' ULCS-15-005, University of Liverpool, United Kingdom.Google ScholarGoogle Scholar
  5. Jenna Burrell 2016. 'How the machine 'thinks': Understanding opacity in machine learning algorithms' Big Data & Society 1--12.Google ScholarGoogle Scholar
  6. Toon Calders, Indrėe Žliobaiteė 2013. 'Why Unbiased Computational Processes Can Lead to Discriminative Decision Procedures' in Bart Custers et al. (eds.), Discrimination and Privacy in the Information Society. Data Mining and Profiling in Large Databases. Springer, 43--57.Google ScholarGoogle Scholar
  7. Thomas H. Coormen 2013. Algorithms Unlocked. MIT Press. Google ScholarGoogle ScholarDigital LibraryDigital Library
  8. Angèle Christin, Alex Rosenblat, Danah Boyd 2015. 'Courts and Predictive Algorithms'. Data & Civil Rights: A New Era of Policing and Justice http://www.law.nyu.edu/sites/default/files/upload_documents/Angele%20Christin.pdf accessed 16 January 2017.Google ScholarGoogle Scholar
  9. Anupam Datta, Shayak Sen and Yair Zick 2016. 'Algorithmic Transparency via Quantitative Input Influence'. https://www.andrew.cmu.edu/user/danupam/datta-senzick-oakland16.pdf accessed 10 December 2016.Google ScholarGoogle Scholar
  10. Nicholas Diakopoulos 2016. 'Accountability in Algorithmic Decision Making'. Communications of the ACM 56: 58--59. Google ScholarGoogle ScholarDigital LibraryDigital Library
  11. Directive 95/46/EC of the European Parliament and of the Council of 24 October 1995 on the protection of individuals with regard to the processing of personal data and on the free movement of such data, OJ L 281, 23.11.1995, p. 31.Google ScholarGoogle Scholar
  12. Directive 2009/24/EC of the European Parliament and of the Council of 23 April 2009 on the legal protection of computer programs, OJ L 111, 5.5.2009, p. 16.Google ScholarGoogle Scholar
  13. Directive (EU) 2016/943 of the European Parliament and of the Council of 8 June 2016 on the protection of undisclosed know-how and business information (trade secrets) against their unlawful acquisition, use and disclosure, OJ L 157, 15.6.2016, p. 1.Google ScholarGoogle Scholar
  14. European Data Protection Supervisor 2015. 'Opinion 7/2015. Meeting the challenges of big data. A call for transparency, user control, data protection by design and accountability'. https://secure.edps.europa.eu/EDPSWEB/webdav/site/mySite/shared/Documents/Consultation/Opinions/2015/15-11-19_Big_Data_EN.pdf accessed 15 November 2016.Google ScholarGoogle Scholar
  15. European Patent Convention in combination with Guidelines for Examination, point 3.6 Programs for computers, available at https://www.epo.org/law-practice/legal-texts/html/guidelines/e/g_ii_3_6.htm accessed 20 December 2016.Google ScholarGoogle Scholar
  16. Bryce Goodman 2016. 'Discrimination, Data Sanitisation and Auditing in the European Union's General Data Protection Regulation'. European Data Protection Law Review 493.Google ScholarGoogle Scholar
  17. Bryce Goodman, Seth Flaxman 2016. 'European Union regulations on algorithmic decision-making and a "right to explanation"'. https://arxiv.org/abs/1606.08813v3 accessed 1 September 2016.Google ScholarGoogle Scholar
  18. Dennis S. Karjala 1991. 'Japanese Courts Interpret the 'Algorithm' Limitation on the Copyright Protection of Programs'. Jurimetrics Journal 233.Google ScholarGoogle Scholar
  19. Joshua A. Kroll et al. 2017. 'Accountable Algorithms' (forthcoming) 165 University of Pennsylvania Law Review, 1, 18.Google ScholarGoogle Scholar
  20. Jacob Loveless et al. 2013. 'Online Algorithms in High-frequency Trading. The challenges faced by competing HFT algorithms' 11 acmqueue 1.Google ScholarGoogle Scholar
  21. Alessandro Mantelero 2016. 'Personal data for decisional purposes in the age of analytics: From an individual to a collective dimension of data protection'. Computer Law & Security Review 32, 2: 238--255.Google ScholarGoogle ScholarCross RefCross Ref
  22. Mike Masnick 2016. 'Activists Cheer On EU's 'Right To An Explanation' For Algorithmic Decisions, But How Will It Work When There's Nothing To Explain?' https://www.techdirt.com/articles/20160708/11040034922/activists-cheer-eus-right-to-explanation-algorithmic-decisions-how-will-it-work-when-theres-nothing-to-explain.shtml accessed 10 January 2016.Google ScholarGoogle Scholar
  23. Cade Metz 2016. 'The Sadness and Beauty of Watching Google's AI Play Go'. https://www.wired.com/2016/03/sadness-beauty-watching-googles-ai-play-go/ accessed 21 November 2016.Google ScholarGoogle Scholar
  24. Cade Metz 2016. 'Artificial Intelligence Is Setting Up the Internet for a Huge Clash With Europe'. https://www.wired.com/2016/07/artificial-intelligence-setting-internet-huge-clash-europe/ accessed 10 January 2016.Google ScholarGoogle Scholar
  25. Sue Newell, Marco Marabelli 2015. 'Strategic opportunities (and challenges) of algorithmic decision- making: A call for action on the long-term societal effects of 'datification". Journal of Strategic Information Systems 24: 3--14. Google ScholarGoogle ScholarDigital LibraryDigital Library
  26. Opinion of EPO G 0003/08 (Programs for computers) of 12.5.2010, ECLI:EP:BA:2010:G000308.20100512, point 13.5.Google ScholarGoogle Scholar
  27. Frank Pasquale 2015. The Black Box Society. The Secret Algorithms That Control Money and Information. Harvard University Press, 2015. Google ScholarGoogle ScholarDigital LibraryDigital Library
  28. Melissa Perry 2017. 'iDecide: Administrative Decision-Making in the Digital World'. Australian Law Journal (forthcoming).Google ScholarGoogle Scholar
  29. Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation), OJ L 119, 4.5.2016, p. 1.Google ScholarGoogle Scholar
  30. Giovanni Sartor, Luther Branting (eds.) 1998. Judicial Applications of Artificial Intelligence. Springer. Google ScholarGoogle ScholarDigital LibraryDigital Library
  31. Lauren Henry Scholz 2017. 'Algorithmic Contracts'. Stanford Technology Law Review, available at https://papers.ssrn.com/sol3/papers.cfm?abstract_id=274770 accessed 10 November 2016.Google ScholarGoogle Scholar
  32. Richard H. Stern 1995. 'On Defining the Concept of Infringement of Intellectual Property Rights in Algorithms and Other Abstract Computer-Related Ideas'. AIPLA Quarterly Journal 23: 401.Google ScholarGoogle Scholar
  33. John Swinson 1991. 'Copyright or Patent or Both: An Algorithmic Approach to Computer Software Protection'. Harvard Journal of Law & Technology 5: 145.Google ScholarGoogle Scholar
  34. Tal Zarsky 2016.'The Trouble with Algorithmic Decisions: An Analytic Road Map to Examine Efficiency and Fairness in Automated and Opaque Decision Making'. Science, Technology, & Human Values 41: 118--132.Google ScholarGoogle ScholarCross RefCross Ref
  35. Indrė Žliobaitė, Bart Custers 2016. 'Using sensitive personal data may be necessary for avoiding discrimination in data-driven decision models'. Artificial Intelligence and Law 24: 183--201. Google ScholarGoogle ScholarDigital LibraryDigital Library

Index Terms

  1. AI-supported decision-making under the general data protection regulation

    Recommendations

    Comments

    Login options

    Check if you have access through your login credentials or your institution to get full access on this article.

    Sign in
    • Published in

      cover image ACM Conferences
      ICAIL '17: Proceedings of the 16th edition of the International Conference on Articial Intelligence and Law
      June 2017
      299 pages
      ISBN:9781450348911
      DOI:10.1145/3086512

      Copyright © 2017 ACM

      Permission to make digital or hard copies of all or part of this work for personal or classroom use is granted without fee provided that copies are not made or distributed for profit or commercial advantage and that copies bear this notice and the full citation on the first page. Copyrights for components of this work owned by others than the author(s) must be honored. Abstracting with credit is permitted. To copy otherwise, or republish, to post on servers or to redistribute to lists, requires prior specific permission and/or a fee. Request permissions from [email protected].

      Publisher

      Association for Computing Machinery

      New York, NY, United States

      Publication History

      • Published: 12 June 2017

      Permissions

      Request permissions about this article.

      Request Permissions

      Check for updates

      Qualifiers

      • research-article

      Acceptance Rates

      Overall Acceptance Rate69of169submissions,41%

    PDF Format

    View or Download as a PDF file.

    PDF

    eReader

    View online with eReader.

    eReader